Welcome to ACA Compliance Group

ACA Compliance Group (ACA) provides expert compliance consulting services to investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers. ACA additionally provides GIPS® verification services and a wide variety of compliance-related educational opportunities.

When ACA partners with clients, we put our deep experience, resources, and skills to work in order to help firms build and maintain a strong culture of compliance and sound infrastructure. ACA-developed compliance programs are premised on industry best practices, up-to-date compliance requirements, and robust oversight processes. With ACA’s ongoing assistance and on-call availability, our clients can be confident that their compliance programs are comprehensive and current.

High Quality Consulting from Former Regulatory and Industry Professionals

ACA was founded in 2002 by former federal and state regulators to deliver the highest quality compliance consulting services with unquestionable integrity and unmatched dedication to our clients. Our reputation for consistently meeting these standards has grown ever since. We have maintained these high standards thanks to an experienced consulting team of former SEC, FINRA, FSA, NYSE, NFA, and state regulators, as well as former senior in-house compliance managers from prominent financial institutions.

Custom Compliance Programs and Services

ACA tailors its services to meet each client’s unique needs. ACA assists our clients in developing and maintaining high-quality compliance programs that are customized to each firm’s particular business needs and operational realities. Our clients know that a tailored, well-functioning compliance program is a key success factor in today’s increasingly challenging business and regulatory environments.

 

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