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Strong compliance programs demand appropriate resources and continued support. ACA’s staff has the regulatory and practical compliance experience to assist firms with their ongoing compliance responsibilities, including compliance testing, compliance program reviews, and other compliance-related and operational tasks. Our outsourced compliance solutions provide CCOs with valuable support to help ensure proper implementation of their firms’ compliance procedures. ACA’s up-to-date compliance testing procedures help firms address immediate needs such as those related to new regulatory developments and business changes. We also provide clients with valuable longer-term resources, as described below, through our Secondment and Staffing Assistance Solutions.
On-site CCO support services include:
Secondment and Staffing Assistance Solutions include
Secondment and Staffing Assistance Solutions offer
For more information on ACA’s Outsourced Compliance Solutions, complete our contact form or contact Greg Mekanik at (804) 379-7800 or Kent Wegrzyn at (312) 201-9620.
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