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In today’s era of fast-paced electronic communication, it can be difficult to monitor and review communications. ACA’s electronic communications review service can help your firm identify potentially significant business and compliance issues at the earliest stages.
Since 2002, ACA has been a trusted partner to thousands of investment managers. Our team of search specialists and regulatory consultants is led by a senior regulatory consultant who is a former SEC examiner. They work with you to develop a tailored review program that targets the activities and regulatory risks of greatest concern to your firm.
Contact Joshua Broaded at (312) 399-3076 or Jeff Morton at (973) 631-1085.
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