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The Commodity Futures Trading Commission ("CFTC") recently approved the National Futures Association ("NFA") Interpretive Notice to NFA Compliance Rules 2-9, 2-36, and 2-49, entitled Information Systems Security Programs. The Cybersecurity lnterpretive Notice will become effective on March 1, 2016 and applies to all membership categories.
Key Focus Points
The Cybersecurity Interpretive Notice focuses on the following key topic areas:
The full Interpretive Notice is available here.
How ACA Can Help
ACA’s cybersecurity and risk team, ACA Aponix, can assist you with meeting NFA requirements or conduct an assessment to identify potential program deficiencies ahead of the requirement deadline. If you have any questions about the notice, or if you would like to discuss engaging ACA for assistance, please contact Rick Geissman or Scott Brindley in ACA’s New York office at +1-212-951-1030.