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The National Futures Association ("NFA") has released a proposed Interpretive Notice on information security systems programs. This notice is provided as an interpretation of the NFA Compliance Rules 2-9, 2-36, and 2-49. The NFA board approved the proposal on August 20, 2015, and has submitted it to the CFTC for review and approval.
Key Focus Points
The NFA Interpretive Notice focuses on the following key topic areas:
The full Interpretive Notice is available here.
For More Information
If you have questions or would like more information, please contact our cybersecurity and risk team, ACA Aponix or your regular ACA consultant.