On January 25, 2017 the UK Financial Conduct Authority (FCA) released an amendment to the Financial Services and Markets Act 2000 which confirms the FCA’s plans to increase the scope of Annex IV reporting rules under the EU Alternative Investment Fund Managers Directive (AIFMD).
ACA’s European and Technology divisions have further developed their award-winning Regulatory Reporting Platform (RR) to provide a holistic and complete end-to-end Annex IV reporting solution for non-European Union (E.U.) Alternative Investment Fund Managers (AIFMs) undertaking activities in the E.U.
The first quarter of 2016 is a busy one for regulatory filings. This alert provides an overview of the regulatory filing submission deadlines occurring from February through March 2016 for the reports supported by ACA’s Regulatory Reporting platform (RR).
Please note that the submission dates below are not an exhaustive list of regulatory filing deadlines occurring during this quarter, but are rather the dates for the reporting modules supported by RR.
Many U.S. compliance professionals will be familiar with the uncertainty and confusion the AIFMD1 brought for firms in America and across the globe. Others have wrestled with the impact of EMIR2 for their U.S.
The European Securities and Markets Authority ("ESMA") on July 30 published its Opinion on the current functioning of the existing AIFMD EU passport and its effective rival, the so-called National Private Placement Regimes ("NPPRs").
Filing AIFMD Annex IV can seem like a challenging exercise, depending on how many countries you are required to file in on behalf of your firm. To help you with planning so your process runs smoothly, ACA Technology Solutions has assembled the top five things to do before filing AIFMD Annex IV that we’ve identified from our work with clients.
ACA Compliance Group, a global leader in providing compliance, cybersecurity, risk, performance, and technology solutions to financial services firms, is pleased to announce that its clients have successfully leveraged ACA’s new Regulatory Reporting Solution to complete their first AIFMD Annex IV Report filings for 2015.
ACA’s Regulatory Reporting Solution combines ACA NorthPoint’s proven Regulatory and Investor Reporting (RIR) software platform with ACA’s regulatory advisory services, a unique offering.
With the rules now in place for more than 6 months, US Advisers are feeling the practical effects of the AIFMD. With the benefit of that hindsight, our London-based consultants will lead a panel dicsussion about undertaking activites in the EEA as a US Adviser under the AIFMD regime, including Annex IV reporting, registrations and compliance policies and procedures. We will also consider indusrty trends and look ahead to the next phase of AIFMD implementation including the advent of the passport for US Advisers.
Join us for a our complimentary webcast, AIFMD Annex IV Reporting for US Managers - "The European Form PF" on Wednesday, January 14, 2015, from 11 a.m. to 12:15 p.m. EST. Andrew Welch, European Head of Business Development at ACA Compliance (Europe), Dileep Bhat, Senior Vice President at ACA Technology Solutions, and James Andrews, Consultant atACA Compliance (Europe), will host the webcast.
Please join us for this discussion where our speakers will discuss and answer questions regarding AIFMD Annex IV Reporting, including: