(Boston, MA and New York, NY) - ACA Compliance Group, a global leader in providing compliance, cybersecurity, risk, performance, and technology solutions to financial services firms, is pleased to announce that Alan K. Halfenger has joined the firm as partner. He will be based in Boston.
ACA Compliance Group (“ACA”) is a leading provider of regulatory compliance products and solutions, cybersecurity and risk assessments, performance services, and technology solutions to regional, national, and global firms in the financial services industry. With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers.
Strong compliance programs demand appropriate resources and continued support. ACA’s staff has the regulatory and practical compliance experience to assist firms with their ongoing compliance responsibilities, including compliance testing, compliance program reviews, and other compliance-related and operational tasks. Our outsourced compliance solutions provide CCOs with valuable support to help ensure proper implementation of their firms’ compliance procedures.
ACA Compliance Group offers global compliance products and solutions. Our team is composed of former SEC, FINRA, FSA, NFA, and state inspectors along with former senior compliance managers from prominent financial institutions.
Our clients know that a tailored, well-functioning compliance program is a key success factor in today’s increasingly challenging business and regulatory environments. We respond to their needs by developing and maintaining high-quality compliance programs that are customized to each firm’s particular business demands and operational realities.