Announcing ACA Aponix's Vendor Management Platform

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A CCO's Guide to Finishing the Year Strong and Preparing for 2018

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Reconcile Year-End AML Projects

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March 1 is the Next Compliance Deadline for the DFS 23 NYCRR 500 Cyber Regulation. Will You be Ready?

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Wrap Up Compliance Projects By Year-End

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Cybersecurity Considerations for Private Equity Firms: 5 Steps to Help Mitigate the Cyber Risks of Portfolio Companies

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Regulators Requesting More Complex Trading Data as Part of Investment Adviser Exams — What Your Firm Needs to Know

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ACA COMPLIANCE GROUP

 

ACA Compliance Group (“ACA”) is a leading provider of risk management and technology solutions focused on regulatory compliance, performance, financial crime, and cybersecurity. Our clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and international banks.

OUR PRODUCTS & SERVICES

Regulatory Compliance

Compliance

Our global compliance staff includes former SEC, FINRA, FSA, NFA, and state inspectors, along with former senior compliance managers from prominent financial services firms.

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Cybersecurity and Risk

Cybersecurity & Risk

Our team of financial technologists works with CTOs, COOs, and CCOs at a broad range of firms to improve security infrastructures, provide advisory services, and conduct cybersecurity reviews.

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ACA Performance Services

Performance

Our team is the largest group of GIPS® professionals in the world solely dedicated to GIPS verification and related services.

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ACA Technology

Financial Technology

We provide mission-critical financial software products and services to leading investment management firms.

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AML and Financial Crime

AML & Financial Crime

Our team of AML and financial crime specialists works with banks and large institutions to provide advisory and technology services.

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Education and Training

Education & Training

We offer a variety of engaging, dynamic educational opportunities so that you and your staff stay informed on regulatory initiatives, GIPS standards, cybersecurity, and industry topics.

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PRODUCT SPOTLIGHT:
COMPLIANCEALPHA®

ComplianceAlpha® is a centralized platform for managing your firm’s compliance program. It is a modular system that integrates risk assessment and regulatory requirements; compliance controls, policies, and procedures; compliance activity tracking and testing; marketing and advertising reviews; and cybersecurity and technology risk management tools.

 

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