2022 SEC Priorities and Focus Areas
We will discuss how the 2022 SEC Examination Priorities, Risk Alerts and new proposed rules may impact your firm and your compliance program.
Webcast
ACA Group: Reimagine GRC
ACA Compliance Group is now ACA Group. We are the leading governance, risk, and compliance (GRC) advisor in financial services.
Solution Spotlight
ComplianceAlpha RegTech solutions platform
ComplianceAlpha® is our award-winning RegTech solutions platform that integrates risk and compliance activities, automated surveillance, testing, dashboard reporting, analytics, managed services, and more. See why ComplianceAlpha is helping over 1,000 leading financial services firms worldwide build more scalable and resilient compliance programs.
Who we serve
Over 3,500 financial services firms trust us to help them protect and grow their business.
Money Managers
88%
Of the top 50 money managers, as noted in the ADV Ratings September 2020 ranking data
Hedge Fund Managers
90%
Of the top 100 hedge fund managers, as noted in the May 2021 edition of Hedge Fund Alert
Private Equity Funds
86%
Of the top 100 private equity funds, as noted in the June 2021 PEI 300
We understand your challenges and what you need to protect your business.
We’ve been in your shoes - when you work with us, you’ll have the peace of mind that comes from working with the most trusted and experienced GRC advisor in the financial services industry.
Our team’s unique combination of talent includes the largest number of former regulators, compliance professionals, legal professionals, and GIPS standards verifiers in the industry, along with practitioners in cybersecurity, performance, ESG, and technology.
We hold ourselves accountable for excellence in everything we do.
We derive immense pride from the quality of our work, the excellence of our client service, and the integrity of our team. We are committed to delivering quality, high-touch service and solutions tailored to your business.
We have our finger on the pulse of today's evolving risk and regulatory environment.
Our unique perspective is informed by the insights, trends, and benchmarking data gathered from over 3,500 GRC clients.
We can grow with you as your business grows.
Our innovative approach integrates expert consulting, on-demand managed services, and cutting-edge technology to help our clients build scalable and demonstrable compliance programs.
Latest insights
News
Celebrating Asian and Pacific Islander American Heritage Month
May is Asian and Pacific Islander American Heritage Month, and we are happy to celebrate with the launch of our Asian Pacific Islander Employee Resource Group!
ACA Mirabella Awarded HFM's Title of Best Regulatory Hosting Platform
ACA Mirabella are recognised as the hedge funds preferred provider, having once again been presented the title of Best Regulatory Hosting firm at the 2022 HFM European Services Awards. This is the seventh year in a row that ACA Mirabella has taken this title. Learn more about this win here.
Transaction Reporting Still Not a Priority for Firms, Despite Recent ESMA Fine
New research reveals that confidence among financial services firms in the quality of their own transaction reporting is declining – down to 65% from 87% in 2021. This confirms concerns around inaccurate regulatory reporting leading to fears of undetected market abuse and an inability to monitor for systemic risks.
Upcoming events
Annual Compliance Training - 7 June 2022
The regulator is clear, you and your team must review your competence and training needs regularly. This course is designed specifically to assist all staff in meeting and staying up to date with their statutory and regulatory obligations.
Online Training
Financial Crime Prevention - 22 June 2022
This course is specifically designed to assist Senior Management in meeting their statutory and regulatory obligations.
Online Training