CFTC/NFA
Member Services

ACA provides futures brokerage firms, commodity trading advisors, and commodity pool operation managers with compliance solutions. Commodity Futures Trading Commission (CFTC) registrants and National Futures Association (NFA) members can streamline their business and operational processes and improve the quality and effectiveness of their compliance programs by leveraging ACA’s help.

    HOW WE HELP

     

    • Compliance program reviews
    • Mock NFA exams
    • NFA self-exam questionnaire reviews
    • Written policies and procedures
    • NFA examination support
    • Compliance and ethics training
    • Promotional material review
    • NFA/CFTC registration and NFA membership
    • Registration of principals and associated persons

    REQUEST MORE INFORMATION

     

    To request more information on ACA’s CFTC/NFA member services or a personalized proposal for assistance with compliance needs, please complete our contact form or call (212) 951-1030.