Business Continuity Planning
and Business Impact Analysis
Our business continuity planning (BCP) development and implementation assistance is designed to help your firm address its operational and other risks in the event of a disaster such as a technological failure or cyber-attack, as well as meet upcoming regulatory obligations. We can assist your firm in developing its business continuity and transition plans. In addition, we can help ensure that your firm’s BCPs meet the requirements of proposed SEC rule 206(4)-4, which would require SEC-registered investment advisers to adopt and implement written business continuity and transition plans.