Agenda

 

Wednesday, May 4, 2016

12:00 p.m. - 1:00 p.m. Conference Registration
1:00 p.m. - 1:10 p.m. Opening Remarks
1:10 p.m. - 2:00 p.m.

Keynote Address - Erin Arvedlund

Erin Arvedlund is a financial journalist and author of Too Good To be True: The Rise and Fall of Bernie Madoff and Open Secret. Ms. Arvedlund is a contributing reporter at The Philadelphia Inquirer, Barron's, Fortune, Outside, The Economist, and Slate.com covering the finance industry.


Click here to read more about Ms. Arvedlund. 

2:00 p.m. - 3:30 p.m.

Choose one of the following:

It Always Comes Back to the People Performance Track Performance in the News: The SEC's Focus & Recent Actions
3:30 p.m. - 4:00 p.m. Exhibitor Preview Break
4:00 p.m. - 5:00 p.m.

Choose one of the following:

Cybersecurity Case Study: Penetration Testing Cybersecurity Case Study: Mock Incident Scenarios Cybersecurity Case Study: Creative Trade Surveillance

Performance Track Peer Group

Traditional and Institutional Advisers with <$15B AUM

Performance Track Peer Group

Traditional and Institutional Advisers with >$15B AUM

Performance Track Peer Group

Alternative/Private Fund Managers

5:00 p.m. - 7:00 p.m. Welcome Reception

Thursday, May 5, 2016

7:30 a.m. - 8:30 a.m. Breakfast/CCO-Only Breakfast Meeting
8:30 a.m. - 8:40 a.m. Opening Remarks
8:40 a.m. - 9:30 a.m. Keynote Address - Ronan Ryan

Ronan Ryan is the Chief Strategy Officer at IEX and one of the subjects of Michael Lewis's Flash Boys: A Wall Street Revolt. Mr. Ryan has been featured on the cover of New York Times Magazine and was featured in a 60 Minutes profile following the release of Flash Boys, along with Michael Lewis and Brad Katsuyama. He has been featured in various other media including The Wall Street Journal, Bloomberg, CNBC, and Institutional Investor.

Click here to read more about Mr. Ryan.
 

9:35 a.m. - 10:30 a.m. Choose one session:
Building a Compliance Program - Doing More with Less Performance Track - Best Practices for GIPS Policies and Other Firm Decisions
10:30 a.m. - 11:00 a.m. Exhibitor Preview Break
11:00 a.m. - 12:00 p.m. Choose one session:
Accounting Considerations for Private Equity Funds Insider Trading - A Legal Analysis Performance Track - Deep Dive into Advanced GIPS Technical Topics
12:00 p.m. - 1:00 p.m. Lunch
1: p.m. - 2:30 p.m. Choose one session:
Corruption, Crime, and Compliance Performance Track - Does Your Performance System Work for You?
2:30 p.m. - 2:45 p.m. Coffee Break
2:45 p.m. - 3:45 p.m. Choose one session:
Cybersecurity Frameworks 101 Oversight of the Trading Process Performance Track - Internal Controls for Marketing Investment Performance
3:50 p.m. - 5:00 p.m. Choose one session:

Peer Group Breakout Sessions for:

  • Hedge Fund Managers
  • Private Equity Managers
  • Traditional/Retail Advisers

Performance Track - Peer-based Breakout sessions for:

  • Smaller Traditional and Institutional Advisers
  • Larger Traditional and Institutional Advisers
  • Alternative/Private Fund Managers

 

5:00 p.m. - 7:00 p.m. Networking Reception

Friday, May 6, 2016

8:00 a.m. - 8:45 a.m. Breakfast
8:45 a.m. - 9:45 a.m. Choose one session:
Portfolio Rebalancing and Compliance Challenges Oversight of the Marketing Process Performance Track - CFA Institute Update 
9:50 a.m. - 10:50 a.m. Choose one session:
Information Security Awareness Training Understanding and Managing CCO Liability Performance Track - Live Q&A - GIPS Standards and Performance Related Questions 
10:50 a.m. - 11:15 a.m. Coffee Break
11:15 a.m. - 12:45 p.m. Regulatory Overview - CCO's Top 10
12:45 p.m. - 1:00 p.m. Closing Remarks