FCA Turns Up the Heat on Market Abuse Controls

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Compliance ELF is Now Part of ComplianceAlpha

Compliance ELF is Now Part of ComplianceAlpha®

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Q4 2018 regulatory reporting deadlines

Q4 2018 Regulatory Reporting Deadlines

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ACA acquires Cordium

ACA Compliance Group Completes the Acquisition of Cordium

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ACA COMPLIANCE (EUROPE)

 

ACA Compliance (Europe) is the London-based division of ACA Compliance Group. Our team combines over 400 years’ experience as UK regulatory compliance consultants and includes former FCA, FSA and SEC examiners, together with experienced industry practitioners and individuals previously approved as compliance officers – a unique offering in Europe. Additionally, our market-leading GIPS® and independent performance verification services, as well as our award-winning cybersecurity solutions are also offered out of our London office to better serve European clients.

HOW WE HELP

               

 

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Compliance Services

We provide compliance products and solutions to financial services firms. Our team includes former SEC, FINRA, FCA, NYSE, NFA, and state regulators, along with former senior compliance managers from prominent financial services firms.

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Cybersecurity & Risk

We provide cybersecurity and technology risk assessments, testing, and advisory solutions to companies of all sizes.

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Performance Services

Our team — the largest group of GIPS® professionals in the world solely dedicated to GIPS verification and related services — provides GIPS verification and consulting services to investment managers around the globe.

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Regulatory and Investment Technology

We provide investment management, data management, and regulatory technology software products and services to leading investment management firms.

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AML & Financial Crime

Our team of AML and financial crime specialists works with banks and large institutions to provide advisory and technology services.

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Mirabella

We host firms who undertake regulated activities in the EU who do not yet have their own license, including start-up and established investment managers, as well as distribution and advisory firms.

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ACA Financial and Regulatory Reporting

Financial and Regulatory Reporting

Our regulatory accountants solve the complex needs of firms managing or marketing funds in Europe, including Annex IV reporting, preparing ICAAPs, prudential capital management, management accounting, and payroll.

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ACA Tax Services

Tax Services

We provide a range of UK corporate and fund tax services, as well as UK personal tax services for financial services professionals, other high net worth individuals, and their families.

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ACA Education & Training

Education & Training

We provide a variety of educational opportunities to help you and your staff stay informed on regulatory initiatives, GIPS standards, cybersecurity, and industry topics.

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SOLUTION SPOTLIGHT

COMPLIANCEALPHA®

 

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ComplianceAlpha is ACA's secure, centralized platform for managing your firm's risk and compliance program. Modules include:

  • (NEW!) Compliance ELF - Code of ethics, personal trading, and employee compliance management
  • Compliance Management Platform (CMP)
  • Marketing Review Solution (MRS)
  • Decryptex® Trade Surveillance
  • ACA Aponix Platform
  • Vendor Management