Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics effecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to Anita Tutko via fax at (617) 589-0907 or email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

ACA WEBCAST DIRECTORY

 

Webcast
November 16, 2017

Leveraging Analytics from Independent Model Validation and Risk Assessments

All financial institutions perform periodical Independent Model Validation and Risk Assessments reviews.
Register
Webcast
November 15, 2017

Planning Your 2018 Compliance Budget

Starting to plan your compliance budget for 2018?
Register
Webcast
November 14, 2017

Assessing Manager Performance: Trends in Institutional Databases

Institutional investors face various challenges when evaluating external investment managers, including assessing the quality, accuracy, and supporting documentation and disclosures of investment performance results. As recent events demonstrate, current and prospective investors should ensure that their managers' performance calculations and reporting processes provide accurate performance returns and that these returns are adequately disclosed.  
Webcast
November 9, 2017

Regulatory Cybersecurity Preparedness

Join ACA Aponix's Marc Lotti and Askari Foy on Thursday, November 9 at 11am ET for a discussion on
Register
Webcast
November 8, 2017

Common Issues with Managed Account and Advisory Program Platforms

Please join ACA Compliance Group's Michelina Cuccia, Director and Michael Abbriano, Senior Principal Consultant, and&n
Register
Webcast
November 2, 2017

Expert Network Best Practices and the ARC’s Expert Network Chaperoning Services

Registration will open soon. Stay tuned for more details.
Webcast
November 1, 2017

Discussion of Results: 2017 Alternative Fund Manager Compliance Survey

ACA is running its ninth survey in a series that focuses on the novel and complex issues facing hedge fund and illiquid fund (e.g., private equity, real estate, venture,
Webcast
October 31, 2017

SEC Trends and Initiatives

Registration will open soon. Stay tuned for more details. 
Webcast
October 19, 2017

Best Practices for Presenting Model Performance

On September 14, 2017, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) issued a National Exam Program Risk Alert containing a list of compliance issues related to the Advertising Rule, 206(4)-1. Among the compliance issues most frequently identified in deficiency letters is the use of hypothetical and back-tested performance results without proper disclosure. 
Register
Webcast
October 19, 2017

Best Practices for Presenting Model and Hypothetical Performance

On September 14, 2017, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) issued a National Exam Program Risk Alert containing a list of compliance issues related to the Advertising Rule, 206(4)-1. Among the compliance issues most frequently identified in deficiency letters is the use of hypothetical and back-tested performance results without proper disclosure.  
Register