Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics effecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to Anita Tutko via fax at (617) 589-0907 or email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

ACA WEBCAST DIRECTORY

 

Webcast
October 16, 2017

Effective and Compliant Employee Monitoring

When can companies “spy” on their employees? Monitoring data systems and employee digital activity is critical to reducing the significant cybersecurity risks that employees pose (either inadvertently or maliciously), but companies do need to make sure they comply with consent and other legal requirements when implementing surveillance programs.
Register
Webcast
October 12, 2017

Lessons Learned from Recent Cyber Incidents: Equifax, SEC, Deloitte, and What You Need to Know

Join Raj Bakhru, Partner at ACA Aponix, on Thursday, October 12 at 2pm ET as he examines recent high-profile breaches at Equifax, Deloitte, and the U.S. Securities and Exchange Commission (SEC). Raj will discuss key protections your firm can implement to avoid similar breaches, what investment professionals and directors should be thinking about, and the sophisticated attacks targeting sensitive data. 
Register
Webcast
October 11, 2017

Line of Defense Model: Impact on Compliance Programs

A thoughtful approach to risk management has been the expectation of financial services industry regulators, including the SEC, for quite some time. In 2014, the Office of the Comptroller of the Currency (“OCC”) adopted guidelines applicable to certain banks which established standards for a risk governance framework commonly referred to as the “lines of defense” model.
Register
Webcast
October 10, 2017

Amendments to Form ADV

Please join speakers David B. Berg and Erika C. Chua of ACA Compliance Group and Elizabeth K. Sipes of Bryan Cave on October 10, 2017 at 11 a.m. ET for a live webcast to discuss the recent changes to the Form ADV as well as other technical amendments that were enacted along with the updates to the Form ADV.  
Register
Webcast
September 28, 2017

New NYS-DFS Cybersecurity Regulations: What You Need to Know

Join ACA Aponix's Marc Lotti, Chad Neale, and Chris Gebhardt on Thursday, September 28 at 11am ET for a live discussion on new cyber regulations released by the New York State Department of Financial Services. We'll discuss facts, important deadlines, and common misconceptions about New York's cybersecurity regulation (23 NYCRR 500).Topics covered will include:
On Demand
Webcast
September 26, 2017

Investment Company Training Series: Investment Company Act – Focus on ETFs

ACA Compliance Group continues to offer a series of webcasts designed to provide training to compliance professionals regarding the requirements of the Investment Company Act of 1940. In our next installment, we will explore exchange-traded funds (ETFs). ETFs are unique products under the Investment Company Act of 1940 requiring exemptive relief for their creation.
On Demand
Webcast
September 21, 2017

Highlights from the 21st Annual GIPS Standards Conference

Join ACA Performance Services as we discuss highlights from the 21st Annual GIPS Standards conference. Throughout the webcast, the panelists will answer questions and respond to comments from attendees. Discussion TopicsUpdate on GIPS 20/20The future of pooled fund guidanceRegulatory updatesUpdate from the Technical CommitteeFeatured Speakers
On Demand
Webcast
September 19, 2017

Be Prepared for Your SEC Examination: Maintaining Proper Books and Records

Join speakers from ACA Compliance Group, a leading provider of regulatory compliance services and solutions, and PEF Services, a leading fund administrator for private equity funds, for an in-depth discussion about proper maintenance of books and records.Discussion Topics
On Demand
Webcast
September 13, 2017

Managing a Global Compliance Program

With constant changes to the regulatory landscape and ever changing product lines, managing a domestic compliance program is an increasingly demanding job. However, in today’s global economy, the role of a compliance officer is becoming even tougher. Compliance professionals are now not only responsible for domestic programs but also for a global compliance program, each with its own requirements and challenges.
On Demand
Webcast
August 24, 2017

AML Analytics – The New Normal

AML and compliance analytics open the “black box” that many AML systems present and provide actionable insights driving greater value from an AML system while meeting the demands of the regulatory community. On Thursday, August 24 at 2pm EDT, please join ACA Telavance’s Naveen Grover, Art Claudio, and Ranjith Ramachandran for a live discussion providing practical use cases for leveraging analytics to manage your c
On Demand