Please join us on December 1, 2016 at 11:00 a.m. EST, as ACA Compliance Group speakers Jessica Huelbig, Senior Principal Consultant, and Sara Beier, Senior Principal Consultant, and guest speakers Jeff Ziesman, Partner at Bryan Cave LLP, and Sofya Abrams, Counsel at Sidley Austin LLP, present a webcast on The Compliance Year in Review.
Our speakers will provide an overview of compliance developments from 2016 that may affect all types of investment advisers, including:
- Noteworthy enforcement actions
- Examination trends
- SEC focus areas and risk alerts
- Regulatory horizon
There will also be time allotted to answer specific questions and respond to comments from webcast attendees.
The fee to attend The Compliance Year in Review is $225. Please click this link to register for the event or for any of ACA's upcoming webcasts.