Implementing Controls Around Insider Trading

Date: 
August 14, 2018 - 11:00 am
Type: 
Webcast
Division: 
Investment Adviser
Speaker(s): 
ACA Compliance Group's Joel Stocksdale and Erika Chua

Tune in on Tuesday, August 14th at 11 a.m. ET for our webcast Implementing Controls around Insider Trading Webcast. You'll hear from ACA Compliance Group's Joel Stocksdale and Erika Chua as they discuss various controls investment advisers can implement to address the unique risks of insider trading faced by their firms.

During this webcast, panelists will discuss:

  • Regulatory requirements around the prevention of insider trading
  • Tailored controls for various investment strategies
  • Practical considerations in the implementation of insider trading controls