Investment Company Training Series – Investment Company Act Focus on BDCs

Date: 
June 20, 2017 -
11:00 am to 12:00 pm
Type: 
Webcast
Division: 
Investment Company
Speaker(s): 
Thomas Riley, Principal Consultant at ACA Compliance Group; John Grady, Partner at DLA Piper, LLP

ACA Compliance Group continues to offer a series of webcasts designed to provide training to compliance professionals regarding the requirements of the Investment Company Act of 1940.

Please join Thomas Riley, Principal Consultant at ACA Compliance Group, and John Grady, Partner at DLA Piper, LLP, on June 20, 2017 at 11 a.m. EDT for the next webcast in the series. This webcast is designed to provide insight into business development companies (BDCs) registered under the Investment Company Act of 1940.

Topics covered will include:

  • Investment Company Act rules for BDCs (functions and activities of BDCs and affiliated transactions);
  • Registration requirements (exemptive orders); and
  • Additional considerations regarding fees and expenses and affiliated service providers.

There will be time allotted to answer specific questions and respond to comments from webcast attendees.

If the date and time do not work for you...

As part of your registration, an archived version of the live event will automatically be emailed to you when it becomes available.