Managing a Global Compliance Program

Date: 
September 13, 2017 -
11:00 am to 12:00 pm
Type: 
Webcast
Division: 
Investment Adviser Private Fund
Speaker(s): 
ACA Compliance Group's Alan Halfenger and Matthew Girandola, and Allianz Global Investors' David Owen

With constant changes to the regulatory landscape and ever changing product lines, managing a domestic compliance program is an increasingly demanding job. However, in today’s global economy, the role of a compliance officer is becoming even tougher. Compliance professionals are now not only responsible for domestic programs but also for a global compliance program, each with its own requirements and challenges.

Join Alan Halfenger, Partner at ACA Compliance Group, David Owen, Managing Director and Global Regulatory Counsel of Allianz Global Investors, and Matthew Girandola, Consultant at ACA Compliance Group on Wednesday, September 13 at 11am EDT as they discuss some of the challenges of managing a multi-country compliance program and provide practical guidance on a few ways to best address them.

Discussion topics will include:

  • Balancing multiple regulators and registrations and filing requirements
  • Resolving conflicting priorities and allocation of resources
  • Managing operational differences, varying time zones, and cultural barriers

There will be time allotted to answer specific questions and respond to comments from webcast attendees.

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