Webcasts

This innovative series of webcasts focuses on timely compliance management issues affecting investment advisers, broker-dealers, mutual funds, and investment managers claiming GIPS compliance.

Each session, you'll be able to interact with our speakers and print out seminar material. Join us for one or all events. If you cannot attend a webcast, you can access recorded versions in the archives or stay connected through the E-Coffeehouse forum.

The fee to attend is $225 per event. All you need is web access and a telephone.

Our webcasts begin at 11:00 a.m. ET. Webcast dates are subject to change.

Click here to review our Refund/Cancellation Policy.

Name Date
The Value of GIPS Compliance: 2018 Manager and Consultant Survey Results Sep 6, 2018 - 11:00am
Looking Forward: Emerging Compliance and Operational Issues in the Private Equity and Real Estate Industry Aug 29, 2018 - 11:00am
Your Firm's Compass on the Road to GIPS Compliance Aug 28, 2018 - 11:00am
Implementing Controls Around Insider Trading Aug 14, 2018 - 11:00am
Data Governance and Reporting for Real Estate Advisers Aug 9, 2018 - 11:00am
Valuation of Illiquid Assets: A Closer Look Aug 2, 2018 - 11:00am
Closed-End Funds 101 Jul 31, 2018 - 2:00pm
Introduction to IT, Cybersecurity, and Privacy Risks for New Private Equity Associates Jul 26, 2018 - 11:00am
Trading Matters for Investment Companies Jul 19, 2018 - 11:00am
Understanding Regulatory Requirements vs. the GIPS Standards Jul 17, 2018 - 12:00pm
Real Estate Update Jul 12, 2018 - 11:00am
Private Equity Regulatory Update Jul 10, 2018 - 11:00am
Cybersecurity Considerations for Investment Companies Jun 27, 2018 - 11:00am
Understanding Regulatory Requirements vs. the GIPS Standards Jun 21, 2018 - 11:00am
Electronic Communications Developments and Surveillance Best Practices Jun 19, 2018 - 11:00am
2018 Investment Management Compliance Testing Survey Results Webcast Jun 14, 2018 - 2:00pm
Cryptocurrency Regulation for Investment Advisers Jun 6, 2018 - 2:00pm
Investment Company Board Reporting May 30, 2018 - 11:00am
SEC Exams of Digital (Robo) Advisers May 15, 2018 - 2:00pm
Discussion of Results: Spring 2018 Alternative Fund Manager Compliance Survey Apr 26, 2018 - 11:00am
Independent Broker Dealer Compliance Roundtable Apr 25, 2018 - 2:00pm
GIPS Committees and Working Groups Apr 18, 2018 - 11:00am
Lessons Learned from Recent Cyber Incidents: Facebook, Under Armour, Panera, and What You Need to Know Apr 17, 2018 - 11:30am
Compliance Roundtable Webcast for Bank Affiliated Broker-Dealers Apr 11, 2018 - 2:00pm