Webcasts

This innovative series of webcasts focuses on timely compliance management issues affecting investment advisers, broker-dealers, mutual funds, and investment managers claiming GIPS compliance.

Each session, you'll be able to interact with our speakers and print out seminar material. Join us for one or all events. If you cannot attend a webcast, you can access recorded versions in the archives or stay connected through the E-Coffeehouse forum.

The fee to attend is $225 per event. All you need is web access and a telephone.

Our webcasts begin at 11:00 a.m. ET. Webcast dates are subject to change.

Click here to review our Refund/Cancellation Policy.

Name Date
Personal Trading – Rule vs. Best Practice Oct 31, 2018 - 11:00am
Section 18 (Senior Securities and Asset Segregation) Oct 30, 2018 - 11:00am
Vendor Risk: Due Diligence, Scaling, Analysis, and Ongoing Oversight Oct 25, 2018 - 11:00am
SFC’s Fund Manager Code of Conduct: Navigating the Challenges Oct 25, 2018
Common Practices of GIPS-Compliant Firms Oct 23, 2018 - 11:00am
Due Diligence and Oversight of Sub-Advisers Oct 16, 2018 - 2:00pm
Discussion of Results: Fall 2018 Alternative Fund Manager Compliance Survey Oct 11, 2018 - 2:00pm
Pay-to-Play Regulation and Your Compliance Program Sep 26, 2018 - 11:00am
Highlights from the GIPS Standards Conference Sep 25, 2018 - 11:00am
Hedge Fund Strategy Series: Part 1 – Novel Compliance Issues Faced by Credit Managers Sep 21, 2018 - 11:00am
Addressing Common Cybersecurity Gaps for Investment Management Firms Sep 12, 2018 - 1:00pm
The Value of GIPS Compliance: 2018 Manager and Consultant Survey Results Sep 6, 2018 - 11:00am
Looking Forward: Emerging Compliance and Operational Issues in the Private Equity and Real Estate Industry Aug 29, 2018 - 11:00am
A Banks Compass on the Road to GIPS Compliance Aug 28, 2018 - 11:00am
Implementing Controls Around Insider Trading Aug 14, 2018 - 11:00am
Data Governance and Reporting for Real Estate Advisers Aug 9, 2018 - 11:00am
Valuation of Illiquid Assets: A Closer Look Aug 2, 2018 - 11:00am
Closed-End Funds 101 Jul 31, 2018 - 2:00pm
Introduction to IT, Cybersecurity, and Privacy Risks for New Private Equity Associates Jul 26, 2018 - 11:00am
Trading Matters for Investment Companies Jul 19, 2018 - 11:00am
Understanding Regulatory Requirements vs. the GIPS Standards Jul 17, 2018 - 12:00pm
Real Estate Update Jul 12, 2018 - 11:00am
Private Equity Regulatory Update Jul 10, 2018 - 11:00am
Cybersecurity Considerations for Investment Companies Jun 27, 2018 - 11:00am