This innovative series of webcasts focuses on timely compliance management issues affecting investment advisers, broker-dealers, mutual funds, and investment managers claiming GIPS compliance.
Each session, you'll be able to interact with our speakers and print out seminar material. Join us for one or all events. If you cannot attend a webcast, you can access recorded versions in the archives or stay connected through the E-Coffeehouse forum.
The fee to attend is $225 per event. All you need is web access and a telephone.
Our webcasts begin at 11:00 a.m. ET. Webcast dates are subject to change.
Click here to review our Refund/Cancellation Policy.
|GDPR: Preparing for the May 25 Deadline||Feb 27, 2018 - 11:00am|
|Real Estate Update||Feb 23, 2018 - 11:00am|
|Pitfalls and Best Practices for Presenting Third-Party Performance||Feb 22, 2018 - 11:00am|
|2018 SEC Exam Priorities and Focus Areas for Investment Companies||Feb 21, 2018 - 11:00am|
|Private Equity Update||Feb 20, 2018 - 11:00am|
|SEC Examination Priorities and Focus Areas for 2018||Feb 12, 2018 - 2:00pm|
|Demonstration of ACA Aponix’s Vendor Risk Management Platform||Jan 16, 2018 - 11:00am|
|NYS-DFS Cybersecurity Regulation: Major Requirements for March 1 Deadline||Jan 11, 2018 - 11:00am|
|Common Marketing Pitfalls for Investment Advisers||Jan 9, 2018 - 11:00am|