Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics affecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to our webcast team via email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

Archived ACA Paid Webcast Series can be accessed by clicking the links below:

ACA WEBCAST DIRECTORY

 

Webcast
September 10, 2015

Marketing Disclosures 101

Speaker: Vicki Hulick Senior Principal Consultant ACA Compliance Group Mark Lawler Principal Consultant ACA Compliance Group Click here to register.
Webcast
September 9, 2015

Minimizing Regulatory Risk: Performance Reporting Considerations for Private Equity Managers

Private equity and real estate investment performance, including the impact of an adviser’s fees, continues to draw attention from regulators. In a speech last fall, SEC Commissioner Kara Stein noted “The only thing that may be more important to investors than fees is performance information, which in private equity is generally presented as an internal rate of return (IRR).
Register
Webcast
September 9, 2015

Minimizing Regulatory Risk: Performance Reporting Considerations for Private Equity Managers

Private equity and real estate investment performance, including the impact of an adviser’s fees, continues to draw attention from regulators. In a speech last fall, SEC Commissioner Kara Stein noted “The only thing that may be more important to investors than fees is performance information, which in private equity is generally presented as an internal rate of return (IRR).
Webcast, Sponsor
August 26, 2015

2015 Hot Topics, SEC Examination Priorities, and Regulatory Developments

ACA Summer School is a prelude to ACAcademy, our full scope SEC compliance training program being offered in London this autumn. Summer School is a series of four complimentary webcasts targeted toward compliance professionals in the UK with an interest in learning more about the US regulatory regime for investment managers and advisors.
Webcast
August 25, 2015

Investment Adviser Merger and Acquisitions

Please join us on Tuesday, August 25, 2015 from 11 a.m. to 12:15 p.m. EDT for a webcast on Investment Adviser Mergers and Acquisitions. The fee to attend Investment Advisers Mergers and Acquisitions is $225. Please click this link to register for the event or for any of ACA's upcoming webcasts.  
Webcast
August 13, 2015

2015 Alternative Fund Manager Compliance Survey Results Webcast

ACA recently closed its fifth survey in a series that focuses on the novel and complex issues facing private equity, real estate, and hedge fund compliance professionals. We are pleased to report receiving nearly 270 responses! The information we collected will be reviewed during our "Discussion of Results: 2015 Compliance Survey for Alternative Fund Managers" webcast. Please join us for this event on Thursday, August 13, from 11 a.m. to 12:15 p.m. EDT.
Webcast, Sponsor
August 12, 2015

The SEC and the FCA - Managing a Dual Regulatory Compliance Program

ACA Summer School is a prelude to ACAcademy, our full scope SEC compliance training program being offered in London this autumn. Summer School is a series of four complimentary webcasts targeted toward compliance professionals in the UK with an interest in learning more about the US regulatory regime for investment managers and advisors.
Webcast
August 11, 2015

Broker-Dealer Best Practices Survey

Please join ACA Managing Director Francois Cooke, Global Relay Vice President Donald McElligott, and Ulmer & Berne Partner Alan Wolper (with a special introduction by NSCP Executive Director Lisa Crossley) as they present the results of the Fourth Annual Broker-Dealer Best Practices Survey.
Webcast
August 6, 2015

Managing Regulatory Examinations Across Regulated Entities

Effective preparation for SEC, FCA, FINRA, and NFA examinations is critical to successful outcomes. Please join us on Thursday, August 6, 2015 from 11:00am to 12:00pm EDT for a webcast as ACA Compliance Group’s experts compare and contrast regulatory examination approaches. The speakers will also address exam methods, share leading practices, and discuss practical tips.
Register
Webcast, Sponsor
July 29, 2015

Introduction to Managing a '40 Act Fund

ACA Summer School is a prelude to ACAcademy, our full scope SEC compliance training program being offered in London this autumn. Summer School is a series of four complimentary webcasts targeted toward compliance professionals in the UK with an interest in learning more about the US regulatory regime for investment managers and advisors.