RegTech Insights

Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.

Latest RegTech insights

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RiskMutation™ Strategic Roadmap: Integrating RegTech

RegTech can help firms navigate the future of risk and compliance in the age of RiskMutation™ by transforming risk and compliance functions while delivering cost savings. Get our RegTech strategic roadmap here.

Article
  • RegTech
  • RiskMutation
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RegTech Quarterly Update: Q3 2020

Quarterly recap of regulatory news and ACA insights related to RegTech from this past quarter, as well as what's new and coming soon to ComplianceAlpha.

ComplianceAlpha Update
  • RegTech
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Revisiting Best Practices for Trade and Market Abuse Surveillance (Downloadable Checklist)

We examine recent regulatory events around trade surveillance and market abuse and provide best practices that can be applied to your firm’s surveillance program.

Article
  • RegTech
  • COVID-19
  • Trade Surveillance
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Increase Employee Compliance with ACA's Political Contributions Monitoring in ComplianceAlpha

This new feature is designed to provide an efficient and cost-effective solution for identifying and investigating potential conflicts of interest while meeting your firm's regulatory obligations under relevant pay-to-play regulations.

ComplianceAlpha Update
  • RegTech
  • RiskMutation
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Next Generation Compliance: Unified Data and Integrated Dashboards

Risk and compliance officers today are faced with an unprecedented level of complexity and change.

Article
  • RegTech
  • RiskMutation
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ACA's Enhanced AML KYC/CIP Solution is Here

The solution combines ACA’s regulatory technology (RegTech) and managed services to provide our clients with a full-service, cost-effective offering for meeting their requirements under various KYC and CIP regulations in the U.S., Europe, and Cayman Islands.

ComplianceAlpha Update
  • RegTech

On demand RegTech webcasts

ComplianceAlpha® 2021Q2 Demo

Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.

Webcast