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Our unique perspective is informed by our real-world experience, deep subject matter expertise, and extensive client network.

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Insights and alerts related to the SEC's new Marketing Rule

Insights and recommendations for maintaining compliance and operational resilience during the pandemic

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Countering COVID-19-related Fraud and Scams

Fraudsters are quick to exploit an opportunity and the coronavirus pandemic has led to attempts to take advantage of new working behaviors and hastily implemented government schemes. Learn about the heightened risk, as well as measures businesses can take to protect themselves and their employees.

Article
  • Cybersecurity
  • COVID-19
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Celebrating Diversity and Inclusion at ACA

At ACA, we are committed to diversity and inclusion, creating an environment where people can be their best self in the workplace.

Article
  • ACA News

FCA Market Watch 63 Reminds Firms of Market Abuse and Reporting Requirements During the COVID-19 Crisis

The FCA’s recently published Market Watch 63 reminds firms that they must continue to comply with their obligations around market conduct and reporting during the COVID-19 crisis. It highlights some changes to market activities and alternative working arrangements which represent a higher risk. We examine how firms should respond to the regulator's concerns.

Compliance Alert
  • Compliance
  • COVID-19
  • Trade Surveillance

Whistleblowing and Why it Matters During Lockdown

Whistleblowing is seeing the highest level of activity since 2015, with employees ready to take their concerns straight to the competent authorities if not satisfied by internal remediation. We examine the importance of whistleblowing in a robust compliance framework and why it matters during lockdown

Compliance Alert
  • Compliance

2020 Liquidity Risk Management Program Rule Survey

By participating in this survey, you can help us identify trends in how firms are complying with the rule and accounting for market closures and market volatility. Results will be presented later this summer so you can implement some of the most common practices at your firm.

Survey
  • Compliance
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Taking Control of Vendor Risk: A 6-Step Approach

Learn how ACA's 6-step approach can help you stay on top of the vendors your company uses and ensure that their cyber and technology risks are accounted for and managed.

Article
  • Cybersecurity
  • Vendor Management
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New Malware Attack Detected with Fake Pandemic Info from Johns Hopkins

Microsoft Security Intelligence has issued a security warning for a massive malware attack from emails about COVID-19 purportedly from Johns Hopkins Center. Learn more about this attack and how to defend your systems.

Cyber Alert
  • Cybersecurity
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Privacy Considerations on Returning to the Office

Read our guidelines for best privacy practices in implementing contact tracing and symptom tracking of employees as stay-at-home restrictions begin to ease and employees who have been working from home return to the office.

Article
  • Cybersecurity
  • Privacy

The 2020 GIPS Standards: Explanation of the Provisions for Firms – Section 2

Section 2 of the Explanation of the Provisions focuses on clarifying the input data and calculation methodology requirements to be compliant with the 2020 GIPS standards.

Article
  • Performance

Alliant and ACA Aponix Launch New Cybersecurity Offering, PortCo Protect

Alliant Insurance Services and ACA Aponix announced today the launch of a new cybersecurity risk mitigation and transfer solution offering, PortCo Protect, tailored to the needs of private equity managers and their portfolio companies.

News
  • ACA News