Liquidity Risk Management
Program Rule Resources

ACA’s Investment Company practice is dedicated to supporting our clients in navigating the SEC’s liquidity risk management program rule through educational resources and alerts, benchmarking insight, help with program management and development of policies and procedures, readiness assessments, and more.

SURVEY RESULTS: Liquidity Risk Management Program Rule Survey

Survey Results: Liquidity Risk Management Program Rule Survey

In response to the mutual fund industry’s need for transparency and insight into how peers are approaching the SEC's liquidity risk management program rule, ACA recently conducted a survey of mutual fund/ETF complexes and investment advisers/sub-advisers to mutual funds/ETFs. ACA received anonymous responses from 77 entities, with an almost even split between fund complexes and advisers.

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RESOURCES

WEBCAST

2017 Liquidity Risk Management Program Rule Webcast

Investment Company Training Series –
Liquidity Risk Management Program

Watch On Demand

WHITE PAPER

2018 Eighteen Months into the Liquidity Risk Management Program Rule

18 Months into the Liquidity Risk Management Program Rule

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REQUEST MORE INFORMATION

 

To request more information on how ACA can help you with the liquidity risk management program rule, please complete our contact form or call Maureen Colligan at (617) 589-0904.