Firm Notification Requirement – 2017 Form Now Available

February 1, 2017

Firms that claim compliance with the GIPS standards are required to notify CFA Institute of their claim of compliance. Each firm must submit the GIPS Compliance Form annually, by June 30th.  Any data included in this form must be as of the prior December 31st.  Firms completing the form currently must include data as of December 31, 2016. Note that the form can be submitted anytime between now and June 30th and is not dependent upon completion of a firm’s 2016 verification.

The 2017 form is now available and includes a few updates.

  • ability to look up a previously submitted notification (need name and contact info used when last submitted)
  • create a login
  • on-the-fly editing

 

 A link to the GIPS Compliance Form is here.