Q1 2016 Regulatory Reporting Deadlines

February 2, 2016

The first quarter of 2016 is a busy one for regulatory filings. This alert provides an overview of the regulatory filing submission deadlines occurring from February through March 2016 for the reports supported by ACA’s Regulatory Reporting platform (RR).

Please note that the submission dates below are not an exhaustive list of regulatory filing deadlines occurring during this quarter, but are rather the dates for the reporting modules supported by RR.

RR Module

Regulator

Report Date

Submission Deadline

AIFMD Annex IV

ESMA

December 31, 2015

February 15, 2016
(fund of funds filings)
The deadline for non-fund of funds filings was January 29, 2016.

CPO-PQR

CFTC/NFA

December 31, 2015

February 29, 2016
Requires the PQR Pool version 6 XML schema.

Form PF

SEC

December 31, 2015

February 29, 2016
(quarterly filings)
Annual filings are due April 29, 2016.

 

About ACA Regulatory Reporting
ACA Regulatory Reporting (RR) is the single platform solution designed to help today’s investment management community successfully prepare for and respond to evolving regulatory mandates. Architected to be both modular and scalable, RR is an extremely efficient, fast-to-deploy solution for Form PF, AIFMD Annex IV, CPO/PQR, and emerging regulatory reporting obligations. Investment managers can deploy the entire RR platform or select modules that apply to their current needs with the option to add others as new demands arise.

For more information, contact:

Glen Froio
gfroio@acats.com
+1 212-951-1030

Chintan Gandhi
cgandhi@acats.com
+1 212-951-1030