Q1 2017 Regulatory Reporting Deadlines

December 22, 2016

Below are the regulatory filing submission deadlines occurring from January 2017 through March 2017 for the reports supported by ACA’s Regulatory Reporting platform (RR).

RR Module

Regulator

Frequency/Type

Report Date

Submission Deadline

AIFMD Annex IV

ESMA

Annually

Dec. 31

Jan. 30

AIFMD Annex IV

ESMA

Annually/Fund of Funds

Dec. 31

Feb. 14

AIFMD Annex IV

ESMA

Half-Yearly

Dec. 31

Jan. 30

AIFMD Annex IV

ESMA

Half-Yearly/Fund of Funds

Dec. 31

Feb. 14

AIFMD Annex IV

ESMA

Quarterly

Dec. 31

Jan. 30

AIFMD Annex IV

ESMA

Quarterly/Fund of Funds

Dec. 31

Feb. 14

CPO-PQR

CFTC/NFA

Quarterly/Large CPOs

Dec. 31

Mar. 1

CPO-PQR

CFTC/NFA

Quarterly/Small and Mid-size CPOs

Dec. 31

Mar. 31

Form PF

SEC

Quarterly/Liquidity Funds

Dec. 31

Jan. 17

Form PF

SEC

Annually/PE and HF Filers

Dec. 31

May 1

Form PF

SEC

Quarterly/Large HF Filers

Dec. 31

Mar. 1

 

About ACA Regulatory Reporting

ACA Regulatory Reporting (RR) is the single platform solution designed to help today’s investment management community successfully prepare for and respond to evolving regulatory mandates. Architected to be both modular and scalable, RR is an extremely efficient, fast-to-deploy solution for Form PF, AIFMD Annex IV, CPO/PQR, and emerging regulatory reporting obligations. Investment managers can deploy the entire RR platform or select modules that apply to their current needs with the option to add others as new demands arise.

For more information, contact:

Glen Froio
gfroio@acats.com
+1 212-951-1030

Chintan Gandhi
cgandhi@acats.com
+1 212-951-1030