Q2 2016 Regulatory Reporting Deadlines

April 1, 2016

Below are the regulatory filing submission deadlines occurring from April through June 2016 for the reports supported by ACA’s Regulatory Reporting platform (RR).

Form PF Update

Form PF XML submissions made after April 15, 2016 will require the new Web CRD/IARD Release 2016.04 schema. ACA RR version 3 fully supports this version.

Resources:

RR Module

Regulator

Frequency/Type

Report Date

Submission Deadline

AIFMD Annex IV

ESMA

Quarterly

March 31, 2016

April 29

AIFMD Annex IV

ESMA

Quarterly/Fund of Funds

March 31, 2016

May 13

CPO-PQR

CFTC/NFA

Quarterly

March 31, 2016

May 31

Form PF

SEC

Quarterly/Liquidity Funds

March 31, 2016

April 15

Form PF

SEC

Annual

December 31, 2015

April 29

Form PF

SEC

Quarterly

March 31, 2016

May 31

 

About ACA Regulatory Reporting

ACA Regulatory Reporting (RR) is the single platform solution designed to help today’s investment management community successfully prepare for and respond to evolving regulatory mandates. Architected to be both modular and scalable, RR is an extremely efficient, fast-to-deploy solution for Form PF, AIFMD Annex IV, CPO/PQR, and emerging regulatory reporting obligations. Investment managers can deploy the entire RR platform or select modules that apply to their current needs with the option to add others as new demands arise.

For more information, contact:

Glen Froio
gfroio@acats.com
+1 212-951-1030

Chintan Gandhi
cgandhi@acats.com
+1 212-951-1030