Q2 2017 Regulatory Reporting Deadlines

April 3, 2017

Below are the regulatory filing submission deadlines occurring from April through June 2017.

RR Module

Regulator

Frequency/Type

Report Date

Submission Deadline

AIFMD Annex IV1

ESMA

Quarterly

Mar. 31

Fri. April 28

AIFMD Annex IV1

ESMA

Quarterly/Fund of Funds

Mar. 31

Fri. May 12

CPO-PQR1

CFTC/NFA

Quarterly/Large CPOs

Mar. 31

Tues. May 30

CPO-PQR1

CFTC/NFA

Quarterly/Small and Mid-size CPOs

Mar. 31

Tues. May 30

Form 13F2

SEC

Quarterly

Mar. 31

Mon. May 15

Form 13H2

SEC

Quarterly/Amendment

Mar. 31

Mon. April 10

Form PF1

SEC

Quarterly/Liquidity Funds

Mar. 31

Mon. April 17

Form PF1 SEC Annually/PE and HF Filers Dec. 31 Mon. May 1

Form PF1

SEC

Quarterly/Large HF Filers

Mar. 31

Tues. May 30

1 Supported by ACA’s Regulatory Reporting (RR) software

2 Filed by ACA's regulatory filings team

 

About ACA Regulatory Reporting

ACA Regulatory Reporting (RR) is the single platform solution designed to help today’s investment management community successfully prepare for and respond to evolving regulatory mandates. Architected to be both modular and scalable, RR is an extremely efficient, fast-to-deploy solution for Form PF, AIFMD Annex IV, CPO/PQR, and emerging regulatory reporting obligations. Investment managers can deploy the entire RR platform or select modules that apply to their current needs with the option to add others as new demands arise.

For more information, contact:

Glen Froio
gfroio@acats.com
+1 212-951-1030

Chintan Gandhi
cgandhi@acats.com
+1 212-951-1030