Q2 2018 Regulatory Reporting Deadlines

March 28, 2018

Below are the regulatory filing submission deadlines occurring from April through June 2018. All filings are supported by the ACA Regulatory Reporting platform (ACA RR), except where noted.

Filing Name

Regulator

Frequency/
Type

Submission Deadline

AIFMD Annex IV1

ESMA

Quarterly

Mon., April 30

AIFMD Annex IV1

ESMA

Quarterly/Fund of Funds

Tues., May 15

CPO-PQR

CFTC/NFA

Quarterly/
Small-Mid CPOs
(12/31 report date)

Mon., Apr. 2

CPO-PQR

CFTC/NFA

Quarterly/
Small-Mid CPOs
(3/31 report date)

Wed., May 30

CPO-PQR

CFTC/NFA

Quarterly/
Large CPOs

Wed., May 30

Form 13F

SEC

Quarterly

Tues., May 15

Form 13H2

SEC

Quarterly

Tues., April 10

Form PF

SEC

Annual

Mon, Apr. 30

Form PF

SEC

Quarterly/
Liquidity Funds

Mon., Apr. 16

Form PF

SEC

Quarterly/
Hedge Funds

Wed., May 30

1 Submission deadline is based on ESMA, but individual jurisdictions may have an adjusted date.
2 Filed by ACA's regulatory filings team.

Resources

  • What's New in ACA RR 5.0 — The latest version of ACA RR includes a redesigned user interface, a centralized dashboard, and the integration of Form 13F with Form PF. Learn more here
  • Regulators Have Renewed Interest in Form PF — ACA compliance alert. Read more here
  • How ACA's Form PF Solutions Can Help Lighten the Load — ACA blog post. Read more here
  • How ACA Can Help with AIFMD — Read more here
  • 2018 Compliance Calendar — ACA has compiled a calendar containing all regulatory reporting deadlines for 2018. Request the calendar here

About ACA Regulatory Reporting

ACA RR is the industry-leading platform for aggregating, reviewing, and submitting regulatory filings including Form PF, Form 13F, AIFMD Annex IV, and CPO-PQR. Coupled with support from ACA’s experienced regulatory compliance team, ACA RR has been successfully used by firms of all sizes to more efficiently meet their regulatory reporting obligations while reducing risk and adhering to industry best practices.

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For More Information

For more information, contact:

Glen Froio
gfroio@acats.com
+1 212-951-1030

Chintan Gandhi
cgandhi@acats.com
+1 212-951-1030 x1010