Below are the regulatory filing submission deadlines occurring from October through December 2016 for the reports supported by ACA’s Regulatory Reporting platform (RR).
|RR Module||Regulator||Frequency/Type||Report Date||Submission Deadline|
|AIFMD Annex IV||ESMA||Quarterly||Oct. 31||Nov. 15|
|AIFMD Annex IV||ESMA||Quarterly/Fund of Funds||Oct. 31||Nov. 15|
|CPO-PQR||CFTC/NFA||Quarterly||Sept. 30||Nov. 29|
|Form PF||SEC||Quarterly/Liquidity Funds||Sept. 30||Oct. 17|
|Form PF||SEC||Quarterly||Sept. 30||Nov. 29|
About ACA Regulatory Reporting
ACA Regulatory Reporting (RR) is the single platform solution designed to help today’s investment management community successfully prepare for and respond to evolving regulatory mandates. Architected to be both modular and scalable, RR is an extremely efficient, fast-to-deploy solution for Form PF, AIFMD Annex IV, CPO/PQR, and emerging regulatory reporting obligations. Investment managers can deploy the entire RR platform or select modules that apply to their current needs with the option to add others as new demands arise.
For more information, contact: