Q4 2016 Regulatory Reporting Deadlines

October 3, 2016

Below are the regulatory filing submission deadlines occurring from October through December 2016 for the reports supported by ACA’s Regulatory Reporting platform (RR).

RR Module Regulator Frequency/Type Report Date Submission Deadline
AIFMD Annex IV ESMA Quarterly Oct. 31 Nov. 15
AIFMD Annex IV ESMA Quarterly/Fund of Funds Oct. 31 Nov. 15
CPO-PQR CFTC/NFA Quarterly Sept. 30 Nov. 29
Form PF SEC Quarterly/Liquidity Funds Sept. 30 Oct. 17
Form PF SEC Quarterly Sept. 30 Nov. 29

About ACA Regulatory Reporting

ACA Regulatory Reporting (RR) is the single platform solution designed to help today’s investment management community successfully prepare for and respond to evolving regulatory mandates. Architected to be both modular and scalable, RR is an extremely efficient, fast-to-deploy solution for Form PF, AIFMD Annex IV, CPO/PQR, and emerging regulatory reporting obligations. Investment managers can deploy the entire RR platform or select modules that apply to their current needs with the option to add others as new demands arise.

For more information, contact:

Glen Froio
+1 212-951-1030

Chintan Gandhi
+1 212-951-1030