Q4 2018 Regulatory Reporting Deadlines

September 25, 2018

Below are the regulatory filing submission deadlines occurring from October through December 2018. All filings are supported by the ACA Regulatory Reporting solution ("ACA RR") except where noted.

Filing Name

Regulator

Frequency/
Type

Submission Deadline

AIFMD Annex IV1

ESMA

Quarterly

Tues., Oct. 30

AIFMD Annex IV1

ESMA

Quarterly/Fund of Funds

Wed., Nov. 14

CPO-PQR

CFTC/NFA

Quarterly/
Small-Mid CPOs

Thurs., Nov. 29

CPO-PQR

CFTC/NFA

Quarterly/
Large CPOs

Thurs., Nov. 29

Form 13F

SEC

Quarterly

Wed., Nov. 14

Form 13H2

SEC

Quarterly

Wed., Oct 10

Form PF

SEC

Quarterly/
Liquidity Funds

Mon., Oct. 15

Form PF

SEC

Quarterly/
Hedge Funds

Thurs., Nov. 29

1 Submission deadline is based on ESMA, but individual jurisdictions may have an adjusted date.
2 Not currently supported by ACA RR; filed by ACA's regulatory filings team.

Additional Resources

ACA's team of compliance and technology professionals has created the following resources to help your firm meet its regulatory reporting obligations: 

About ACA Regulatory Reporting

ACA Regulatory Reporting (“ACA RR”) is the industry-leading platform for aggregating, reviewing, and submitting regulatory filings including Form PF, Form 13F, AIFMD Annex IV, and CPO-PQR. Coupled with support from ACA’s experienced regulatory compliance team, ACA RR has been successfully used by firms of all sizes to more efficiently meet their regulatory reporting obligations while reducing risk and adhering to industry best practices.

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More Information

For more information about ACA RR, contact Glen Froio at +1 212-951-1030 or Chintan Gandhi at +1 212-951-1030.