ACA Broker-Dealer Services ("ACA") would like to share its most recent newsletter with you, along with some additional useful information.
Please download the latest edition via the link below. This issue looks at the current municipal disclosure initiative from the SEC. It also provides updates on recent regulatory information and notices. If you have questions on these topics or any other concerns, please contact your ACA compliance consultant or Dee Stafford in the Los Angeles office at (310) 322-8840.