ACA Broker-Dealer Newsletter - December 2013

December 16, 2013

ACA Broker-Dealer Services ("ACA") would like to share its most recent newsletter with you, along with some additional useful information.

Please download the latest newsletter via the link below. This issue highlights annual compliance reminders and an overview of the final municipal advisor registration requirements. It also provides updates on financial reporting changes.

If you have questions on these topics or any other concerns, please contact your ACA compliance consultant or Dee Stafford in the Los Angeles office at (310) 322-8840.