The June 2015 edition of Performance Insight discusses the challenges firms face with regards to regulatory scrutiny and also offers several solutions for fortifying confidence in reporting investment performance. Here is a sampling of topics:
- Reporting controls
- Policies and procedures
- Books and records
- Next steps
Also, the deadline for firms to notify CFA Institute of their claim of GIPS compliance is upon us. We provide a brief reminder of this requirement’s salient features. Do it now!
Please do not hesitate to contact us with any questions.