Broker-Dealer Newsletter - December

December 7, 2015

 

ACA Broker-Dealer Services ("ACA") invites you to download the latest edition of our newsletter via the link below. This issue highlights broker-dealer compliance reminders. If you have questions on these topics or any other concerns, please contact your ACA compliance consultant or Dee Stafford in the Los Angeles office at (310) 322-8840.

Click here to download the newsletter.

ACA Upcoming Events

February 9
Broker-Dealer Roundtable
(Miami, Florida)

May 3
Broker-Dealer Roundtable
(New York, NY)

If you would like more information on any of these events, please contact Dee Stafford.

Broker-Dealer Quick Reference Guide

To receive a complimentary copy of our current Broker-Dealer Quick Reference Guide, please contact Dee Stafford.