ACA Broker-Dealer Services ("ACA") invites you to download the latest edition of our newsletter via the link below. This issue highlights broker-dealer compliance reminders. If you have questions on these topics or any other concerns, please contact your ACA compliance consultant or Dee Stafford in the Los Angeles office at (310) 322-8840.
Click here to download the newsletter.
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Broker-Dealer Quick Reference Guide
To receive a complimentary copy of our current Broker-Dealer Quick Reference Guide, please contact Dee Stafford.