ACA Aponix

Cybersecurity, technology risk assessment, and privacy services

ACA Aponix® provides cybersecurity and technology risk programs, data privacy compliance services, vendor and M&A diligence services, portfolio company oversight, network testing, and advisory services for companies of all sizes.

Our expertise

1 of
abstract black and white looking up at bridge rails

Strengthen your cyber program with Aponix Protect™

Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.​

black and white looking up at side of building

Increase oversight of your portfolio companies' cyber risk with PortCo Defend™

Our PortCo Protect program is designed to provide high-level insight into cybersecurity risks across a portfolio and measure the maturity of the cybersecurity approach at each investment entity. The program establishes minimum security requirements, a measurement framework and governance, and provide guidance/ assistance where needed. It is not intended to cause rework or significantly change the direction of a portfolio companies current security initiatives.​

abstract black and white architectural lines and shadows

Minimize risk and maximize enterprise value with technology, cyber, and privacy M&A diligence

Our team assists private equity firms with IT, cybersecurity, and privacy transaction advisory and risk management services. We provide full M&A integration analysis, design, oversight and execution services to help you minimize risk and maximize enterprise value for your most complex transactions by closely aligning our services with your investment thesis.​

Why work with us?

We provide cybersecurity and technology risk programs, data privacy compliance, vendor and M&A diligence services, network testing, and advisory services for companies of all sizes. Our unique approach combines a deep understanding of your workflows with our methodologies, thought leadership, and proprietary data to surface and prioritize the most important risks. Our award-winning solutions are designed to help firms uncover risks and identify deficiencies in their cybersecurity policies, procedures, and controls.

Why work with us?

Deep information technology experience. Award-winning solutions. Holistic approach to technology risk.

  • Experienced global team
  • Certified team members
  • Thought leaders in cybersecurity and IT risk
  • Over 650 companies work with us
  • Award-winning technology and solutions
  • Holistic approach to cybersecurity and IT risk

ACA Aponix provides cybersecurity and technology risk assessments, data privacy compliance, vendor and M&A diligence services, network testing, and advisory services for companies of all sizes. Our unique approach combines a deep understanding of your workflows with our methodologies, thought leadership, and proprietary data to surface and prioritize the most important risks. Our award-winning solutions are designed to help firms uncover risks and identify deficiencies in their cybersecurity policies, procedures, and controls.

Who we are

  • Our team consists of senior technologists who have started in the technology trenches, many growing into technology leaders at organizations ranging from small to large hedge funds, bulge-bracket banks, and technology services providers for the financial services sector.
  • ACA Aponix staff maintain or have held the following relevant certifications around cybersecurity risk management, incident response, penetration testing, information security, IT governance, privacy, and business. Additionally, select ACA Aponix staff maintain U.S. military security clearance.

Our certifications

Cybersecurity

  • CISSP, CISM, CISA, ISO27001:2013, CGEIT, CRISC, CTPRP, Security+, OSCE, OSCP, CEH, GXPN, GPEN, GWAPT, GCFE, GCCC, GCIH, GCIA, ECSA, SSA, CREST CPSA

Privacy

  • CIPM, CIPP, CIPT

IT & Business Continuity

  • A+, CCA, CNE, CCNA, CCNP, CSPO, ISO22301:2013, MCSA, MCSE, MSCP, Network+

Business

  • CFA, CM&AA, GSLC, JD, MBA, PhD, PMP, Six Sigma Black Belt

Our leadership team

Kavitha Vankita

Kavitha Venkita

Partner, Head of Cybersecurity and Risk

Kavitha is a Partner and the Business Lead for ACA Aponix, the dedicated global cybersecurity and technology risk advisory team.

Chad Neale, ISO27001:2013, GSLC, GCFE, CISA

Chad Neale

Partner

Chad is a Partner at ACA Aponix, the cybersecurity, privacy, and IT risk division of ACA Group and oversees ACA Aponix’s Strategic Technology Advisory and Risk practice.

Mike Pappacena

Mike Pappacena

Partner

Mike is a Partner at ACA Aponix, the cybersecurity, privacy, and IT risk division of ACA Group.

James Tedman

James Tedman

Partner

James is a Partner at ACA Aponix, the cybersecurity, privacy, and IT risk division of ACA Group. James manages ACA Aponix in Europe.

Marc Lotti, CGEIT, PMP

Marc Lotti

Strategic Advisor

Marc is a Strategic Advisor at ACA, and a Co-founder and formerly a Co-head Partner at ACA Aponix.

Kris Lau, CISM

Kris Lau

Managing Director

Kris is a Managing Director at ACA Aponix, specializing in information security program and policy development, risk management, vulnerability assessments, third-party security assessments, and audits.

Henry Lindemann

Henry Lindemann

Managing Director

Henry is a Managing Director at ACA Aponix, the cybersecurity, privacy, and IT risk division of ACA Group and oversees the sales department for the division.

Alex Scheinman, Ph.D.

Alex Scheinman

Managing Director

Alex is a Managing Director at ACA Aponix, overseeing ACA Aponix’s GDPR, CCPA, and other privacy regulation data-processing reviews and related programming.

Sara Laverick

Sara Laverick

Director

Sara oversees ACA Aponix's vendor diligence and management service (VMOS) team.

Jose Ramos

Jose Ramos

Director

Jose is a Director at ACA Aponix leading the penetration team.

Christine Tetherly-Lewis

Christine Tetherly-Lewis

Director

Christine is a Director at ACA Aponix.

1 of

Latest cyber and risk insights

2021 Spring Virtual Conference

ACA’s Spring 2021 Virtual Conference: Key Takeaways and Trends

ACA’s Spring 2021 Virtual Conference was an opportunity for the regulatory compliance, performance, and cybersecurity community to come together and discuss the many changes of the past year and what the future of GRC looks like moving forward.

Article
  • Compliance
  • ComplianceAlpha
  • ESG
  • GIPS Standards
  • Regulatory Technology
  • Cybersecurity
  • Performance
  • Privacy
abstract blue shapes connected by dots of light

SEC Sanctions Registered Investment Advisers and Broker-Dealers for Cybersecurity Failures

The SEC announced that it sanctioned eight firms for failure to establish and implement cybersecurity policies and procedures. These failures resulted in multiple instances of criminal email account takeovers causing personally identifiable information from thousands of customers and clients to be exposed.

Cyber Alert
  • Cybersecurity
  • Compliance
abstract blue shapes connected by dots of light

Key Takeaways from 1LoD’s Resilience, Cyber, and 3rd Party Risk Deep Dive Report

Industry analyst 1LoD recently hosted a two-day Deep Dive on operational resilience, cybersecurity, and third-party risk. Attendees represented financial institutions (75%), technology firms (13%), consultancies (11%), and regulators (1%) from around the world. Speakers featured experts in resilience and cybersecurity, including ACA Aponix® Partner Michael Pappacena. We recommend downloading the full report to get a sense for what your peers are doing, how your firm compares, what regulators expect, and what you need to do to build a stronger operational resilience program.

Report
  • Cybersecurity
abstract blue shapes connected by dots of light

SEC Issues $1M Fine for Failure to Disclose Breach Information

The SEC recently fined a company for providing misleading information about a breach it suffered. This fine serves a warning for companies to not only protect themselves against cyber incidents, but to fully disclose information about cyberattacks if they occur.

Cyber Alert
  • Cybersecurity
London from above

Achieving Differentiated Support for Private Equity Firms

Fundraising and compliance challenges are expected to increase for private equity firms in the second half of 2021 into 2022. We speak with Private Equity Wire about why support that blends practical and regulatory advice is becoming critical.

Article
  • Compliance
  • ComplianceAlpha
  • ESG
  • Cybersecurity
  • Regulatory Technology
  • Mirabella
ACA Threat Intelligence Alert Blog Image

Firms Report Phishing Attempts That Impersonate Microsoft®

Multiple firms (including ACA) have reported recent receipt of phishing emails claiming to be from Microsoft. The emails are clearly spoofed. In this alert, we explain how to spot a phishing attempt.

Cyber Alert
  • Cybersecurity
  • Phishing

News

Michael Borts joins ACA Group as the new Chief Technology Officer

Michael Borts has joined the firm as Chief Technology Officer (CTO) to lead ACA’s technology development, vision, and strategy. In his role, he will oversee all product development for ACA’s award-winning ComplianceAlpha® regulatory technology platform and technology enablement at the firm.

ACA Group Acquires Catelas to Create Industry-first 360 Surveillance Offering

The acquisition of Catelas further enhances the holistic surveillance capabilities of ACA’s RegTech platform. Catelas’ patented technology automates the mapping of how people connect and form groups within a firm, isolates collusion risk, and detects high-risk behaviors.

ACA Group and the Investment Adviser Association Announce Strategic Partnership

ACA Group (ACA), a leading provider of governance, risk, and compliance (GRC) advisory services and technology solutions, today announced that it has entered into a strategic partnership with the Investment Adviser Association (IAA), a leading organization dedicated to advancing the interests of investment advisers.

Upcoming events

Common Practices for GIPS® Compliance

ACA has gathered all the common best practices of performance teams complying to the GIPS standards and will discuss the most common question we receive from clients, "What do other firms do?"

Webcast

Compliance Officer: The Roles and Responsibilities - 21 October 2021

The role of the Compliance Officer is a mandatory position in all firms in the Financial Services Industry. They play a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules. While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a Compliance Officer and explains, in practical terms how the regulatory expectations and those of Senior Management can be achieved.

Online Training