Performance Services

Global Investment Performance Standards (GIPS®) compliance and investment performance services

We are the largest team in the world providing GIPS standards verification and related services.

Our team — comprised of more than 60 professionals with extensive performance experience — provides GIPS standards verification and consulting services to investment managers around the globe.

ACA works with 63% of the Top 100 Asset Managers

We have the largest market share of verified firms in P&I's Top 100 list.

(P&I top 100 list compared to the eVestment database as of 6/30/2021)

Our solutions

GIPS Compliance Services
  • Pre-Compliance Consulting: Expert advice needed to bring your firm into compliance with the GIPS standards
  • Firm-wide Verification: Independent review of your firm’s claim of GIPS compliance
  • Performance Examination: In addition to a firm-wide verification, a composite-specific review can be performed
  • 2020 GIPS Compliance Gap Analysis: Assistance in assessing the impact of the 2020 GIPS standards for your firm
Focused Performance Reviews
  • In-depth review of data, methodologies, records, controls, and disclosures to support calculating investment performance
  • Assistance with the execution of the firm's compliance program
  • Includes review of calculation methodologies for internal rate of return (IRR) for investments or funds in accordance with FINRA Regulatory Notice 20-21
  • Results in a summary report to management, including findings and recommendations, in accordance with regulatory requirements and industry leading practices
Performance Certifications
  • Review and examination of input data, methodologies, and assumptions used to support an investment performance track record
  • Provides assurance and lends credibility to the underlying track record
  • Results in customized performance certification report provided by ACA to the firm which may be used in marketing efforts
  • Visualize how outliers impact overall composite performance
  • Determine which composites are reasonable to pass on and which have issues that may need addressed before marketing performance
  • Establish procedures to monitor portfolio managers and financial advisors to ensure management of the portfolio is adhering to the stated strategy
  • Ensure any 'related performance' is not materially higher than that of a composite for the same strategy and in accordance with the SEC's new Marketing Rule
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Why work with us?

Focused Approach

Client feedback supports tailored focused approach to client service​

In-House Regulatory and Performance Experience

Ability to leverage in-house regulatory and performance experience

Quality Service Provider

Highly proven institutional quality service provider meeting the most stringent due diligence​

Dedicated Teams

Unique culture yields low turnover retaining dedicated, consistent teams year over year​

Unmatched Thought Leadership

Unmatched contribution to thought leadership and volunteer efforts with various industry associations

Proprietary Technology

Extensive investments in proprietary technology to optimize efficiencies in client workflow

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On demand webcast

The New Marketing Rule: A Focus on Performance

Join ACA and K&L Gates for a detailed explanation of the specific performance requirements of the new Marketing Rule, how they differ from prior no-action letters, and what steps a firm should take now in order to be ready by the deadline.

Our leadership team

Karen Foley Headshot

Karen Foley

Partner, Co-Head Performance Services

Karen co-heads ACA's performance services practice and is responsible for growing and developing the practice.

Richard Kemmling Head Shot

Richard Kemmling

Partner, Co-Head Performance Services

Richard co-heads ACA's performance services practice and is responsible for growing and developing the practice.

Christie.Dillard.jpg

Christie Dillard

Partner

Christie oversees the sales department and all new-client onboarding for ACA’s performance services practice.

Chase Frei

Chase Frei

Partner

Chase provides oversight on ACA's GIPS standards verifications and other investment performance engagements for traditional and alternative investment managers.

Greg Hogan

Greg Hogan

Partner

Greg provides oversight on ACA's GIPS standards verifications, investment performance engagements, and service and delivery initiatives for the performance services practice.

Julia Reyes

Julia Reyes

Partner

Julia provides oversight on ACA's GIPS standards verifications, investment performance engagements, and thought leadership for the performance services practice.

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News

ACA Group Named Accounting/Due Diligence Firm of the Year by M&A Advisor

ACA Group announced today that ACA Aponix® is the recipient of the Accounting/Due Diligence Firm of the Year in the 20th Annual M&A Advisor Awards. The M&A Advisor Awards are the benchmark for dealmaking excellence, recognizing the leading M&A Transactions, Restructurings, Deal Financings, Product/ Services, Firms, and Professionals.

ACA Group Selected as a RegTech100 Company for 2022

ACA is delighted to be counted among the 100 most innovative RegTech companies in the financial industry.

ACA Group Named Best Regulatory Consultancy - North America by RegTech Insight

ACA is honored to be voted Best Regulatory Consultancy - North America in the RegTech Insight Awards 2021 USA.

Upcoming events

Annual Compliance Training - 26 January 2022

The regulator is clear, you and your team must review your competence and training needs regularly. This course is designed specifically to assist all staff in meeting and staying up to date with their statutory and regulatory obligations.

Online Training

Client Money - 27 January 2022

Financial services providers that hold or control client money or assets must follow specific rules outlined in the Financial Conduct Authority’s (FCA) Clients Assets Sourcebook (CASS). This course is specifically designed to assist teams in dealing with client money audits and the client assets report, as well as helping them stay up to date with statutory and regulatory obligations in this complicated area.

Online Training

ACA Group and NSCP Cybersecurity Program Survey Results

We've again partnered with the National Society of Compliance Professionals (NSCP) to provide financial services firms with an opportunity to gain insight into cybersecurity compliance programs. Join us as we present the results of the survey.

Webcast