European Regulatory Services

Regulatory Horizon 2016 in London

We are delighted to announce our industry-renown event, Regulatory Horizon, now in its fifth year, is open for registration. As with previous years, the event has been designed to help attendees get an ‘all-in-one-place’ overview of the main UK, European and U.S. regulatory issues now and on the horizon as we move into 2016.

FCA Authorization

In most circumstances, financial services companies aiming to conduct business in and from the United Kingdom (UK) must be licensed by one, or potentially, both of the UK regulators: the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA).