Julia Hoggett, the Financial Conduct Authority's ("FCA") Director of Market Oversight, delivered a speech on 14 November 2017 at the Recent Developments in the Market Abuse Regime conference in London, in which she made remarks regarding the FCA's expectation that firms be in compliance with all requirements under the Market Abuse Regime ("MAR"), including the surveillance technology requirement.
ACA Technology Solutions (ACA), a leading provider of investment management and regulatory technology solutions, has enhanced its trade surveillance product, Decryptex®, to assist global clients in meeting the EU’s current Market Abuse Regulation (MAR) requirements and the EU’s upcoming revision to the Markets in Financial Instruments Directive (MiFID II).
Join HFM and ACA Compliance for a discussion detailing the fast approaching MAR reforms.
ACA Compliance will outline the practical steps that firms are and should be taking ahead of the go-live date of 3rd July 2016.
Specific areas for discussion will include: