Senior management in Financial Services firms have a responsibility to ensure their employees have sufficient knowledge and understanding of the Regulatory environment they are working in. This knowledge helps in emphasising the need for compliance with policies and procedures in order to protect the firm and the individual from failing to “do the right thing”.
Our PACT to Our Clients
We are deeply committed to helping our clients succeed. When you work with us, you will have our PACT to deliver:
- People you trust
- Accountability for excellence
- Client network insights
- Technology-powered services
ACA is committed to providing our clients world-class service, outstanding professionals, award-winning technology, and powerful industry insights. We derive immense pride from the quality of our products and services, the loyalty of our clients, and the integrity of our team.
Carlo di Florio, Global Advisory Officer
We are committed to building teams that can add value and clarity to your business.
You will have access to our GRC experts’ trusted guidance and practical subject matter expertise to navigate regulatory change and make informed decisions.
We are committed to delivering quality, high-touch service and tailored solutions that help you protect and grow your business.
You will have our proven commitment to deliver quality, high-touch service and tailored solutions that help you protect and grow your business.
We are committed to providing valuable insights to help you stay on top of regulatory change and industry trends.
You will have access to unique insights, trends, and benchmarking data gathered from our network of over 3,500 financial services clients.
We are committed to developing tech-powered services that help build better GRC programs.
You will have a scalable and demonstrable GRC program that can help protect and grow your business.
Marie Luchet has joined the firm as Managing Director of ESG, heading up the practice’s strategy and vision for Europe.
ACA’s Connected Black Professionals Employee Resource Group is proud to continue this dialogue within ACA to foster and promote the talents and strengths of our black employees.
ACA Group awarded Best Legal, Compliance and Regulatory Advisory firm at The Drawdown Awards 2022. These awards celebrate excellence and innovation within private capital fund operations.
Using proprietary data ACA collected over the past few months, our experts will explain the current state of the cyber insurance market, walk through how policies work, and provide key considerations for whether and how to obtain insurance.
The role of the Money Laundering Reporting Officer (MLRO) is a mandatory position in all firms in the Financial Services Industry. This reflects the statutory objective that the Regulator(s) have for ensuring that firms behave with “Integrity”, particularly relating to financial crime prevention. The MLRO therefore plays a significant role in assisting Senior management to ensure that systems and controls relating to anti-money laundering (AML) and countering the risk of terrorist financing (CTF) are appropriate and effective. This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.